Module A (internal production
control)
| 1. |
This module describes the procedure whereby
the manufacturer or his authorized representative established within the
Community who carries out the obligations laid down in section 2 ensures
and declares that pressure equipment satisfies the requirements of the
Directive which apply to it. The manufacturer, or his authorized representative
established within the Community, must affix the CE marking to each item
of pressure equipment and draw up a written declaration of conformity. |
| 2. |
The manufacturer must draw up the technical
documentation described in section 3 and either the manufacturer or his
authorized representative established within the Community must keep it
at the disposal of the relevant national authorities for inspection purposes
for a period of ten years after the last of the pressure equipment has
been manufactured.
Where neither the manufacturer nor his authorized representative
is established within the Community, the obligation to keep the technical
documentation available is the responsibility of the person who places
the pressure equipment on the Community market. |
| 3. |
The technical documentation must enable an
assessment to be made of the conformity of the pressure equipment with
the requirements of the Directive which apply to it. It must, as far as
is relevant for such assessment, cover the design, manufacture and operation
of the pressure equipment and contain:
- a general description of the pressure equipment,
- conceptual design and manufacturing drawings and diagrams
of components, sub-assemblies, circuits, etc.,
- descriptions and explanations necessary for an understanding
of the said drawings and diagrams and the operation of the pressure equipment,
- a list of the standards referred to in Article
5, applied in full or in part, and a description of the solutions adopted
to meet the essential requirements of the Directive where the standards
referred to in Article 5 have not been
applied,
- results of design calculations made, examinations carried
out, etc.,
- test reports. |
| 4. |
The manufacturer, or his authorized representative
established within the Community, must keep a copy of the declaration of
conformity with the technical documentation. |
| 5. |
The manufacturer must take all measures necessary
to ensure that the manfacturing process requires the manufactured pressure
equipment to comply with the technical documentation referred to in section
2 and with the requirements of the Directive which apply to it. |
Module A1 (internal manufacturing
checks with monitoring of the final assessment)
In addition to the requirements of module A, the following
applies.
Final assessment must be performed by the manufacturer
and monitored by means of unexpected visits by a notified body chosen by
the manufacturer.
During such visits, the notified body must:
- establish that the manufacturer actually performs final
assessment in accordance with section 3.2 of Annex
I,
- take samples of pressure equipment at the manufacturing
or storage premises in order to conduct checks. The notified body assesses
the number of items of equipment to sample and whether it is necessary
to perform, or have performed, all or part of the final assessment of the
pressure equipment samples.
Should one or more of the items of pressure equipment
not conform, the notified body must take appropriate measures.
On the responsibility of the notified body, the manufacturer
must affix the former's identification number on each item of pressure
equipment.
Module B (EC type-examination)
| 1. |
This module describes the part of the procedure
by which a notified body ascertains and attests that a representative example
of the production in question meets the provisions of the Directive which
apply to it. |
| 2. |
The application for EC type-examination must
be lodged by the manufacturer or by his authorized representative established
within the Community with a single notified body of his choice.
The application must include:
- the name and address of the manufacturer and, if the
application is lodged by the authorized representative, his name and address
as well,
- a written declaration that the same application has
not been lodged with any other notified body,
- the technical documentation described in section 3.
The applicant must place at the disposal of the notified
body a representative example of the production envisaged, hereinafter
called 'type`. The notified body may request further examples should the
test programme so require.
A type may cover several versions of pressure equipment
provided that the differences between the versions do not affect the level
of safety. |
| 3. |
The technical documentation must enable an
assessment to be made of the conformity of the pressure equipment with
the requirements of the Directive which apply to it. It must, as far as
is relevant for such assessment, cover the design, manufacture and operation
of the pressure equipment and contain:
- a general description of the type,
- conceptual design and manufacturing drawings and diagrams
of components, sub-assemblies, circuits, etc.,
- descriptions and explanations necessary for an understanding
of the said drawings and diagrams and the operation of the pressure equipment,
- a list of the standards referred to in Article
5, applied in full or in part, and descriptions of the solutions adopted
to meet the essential requirements of the Directive where the standards
referred to in Article 5 have not been
applied,
- results of design calculations made, examinations carried
out, etc.,
- test reports,
- information concerning the tests provided for in manufacture,
- information concerning the qualifications or approvals
required under sections 3.1.2 and 3.1.3 of Annex
I. |
| 4. |
The notified body must: |
| 4.1. |
examine the technical documentation, verify
that the type has been manufactured in conformity with it and identify
the components designed in accordance with the relevant provisions of the
standards referred to in Article 5, as
well as those designed without applying the provisions of those standards.
In particular, the notified body must:
- examine the technical documentation with respect to
the design and the manufacturing procedures,
- assess the materials used where these are not in conformity
with the relevant harmonized standards or with a European approval for
pressure equipment materials, and check the certificate issued by the material
manufacturer in accordance with section 4.3 of Annex
I,
- approve the procedures for the permanent joining of
pressure equipment parts, or check that they have been previously approved
in accordance with section 3.1.2 of Annex
I,
- verify that the personnel undertaking the permanent
joining of pressure equipment parts and the non-destructive tests are qualified
or approved in accordance with sections 3.1.2 or 3.1.3 of Annex
I. |
| 4.2. |
perform or have performed the appropriate
examinations and necessary tests to establish whether the solutions adopted
by the manufacturer meet the essential requirements of the Directive where
the standards referred to in Article 5
have not been applied. |
| 4.3. |
perform or have performed the appropriate
examinations and necessary tests to establish whether, where the manufacturer
has chosen to apply the relevant standards, these have actually been applied. |
| 4.4. |
agree with the applicant the location where
the examinations and necessary tests are to be carried out. |
| 5. |
Where the type satisfies the provisions of
the Directive which apply to it, the notified body must issue an EC type-examination
certificate to the applicant. The certificate, which should be valid for
ten years and be renewable, must contain the name and address of the manufacturer,
the conclusions of the examination and the necessary data for identification
of the approved type.
A list of the relevant parts of the technical documentation
must be annexed to the certificate and a copy kept by the notified body.
If the notified body refuses to issue an EC type-examination
certificate to the manufacturer or to his authorized representative established
within the Community, that body must provide detailed reasons for such
refusal. Provision must be made for an appeals procedure. |
| 6. |
The applicant must inform the notified body
that holds the technical documentation concerning the EC type-examination
certificate of all modifications to the approved pressure equipment; these
are subject to additional approval where they may affect conformity with
the essential requirements or the prescribed conditions for use of the
pressure equipment. This additional approval must be given in the form
of an addition to the original EC type-examination certificate. |
| 7. |
Each notified body must communicate to the
Member States the relevant information concerning EC type-examination certificates
which it has withdrawn, and, on request, those it has issued.
Each notified body must also communicate to the other
notified bodies the relevant information concerning the EC type-examination
certificates it has withdrawn or refused. |
| 8. |
The other notified bodies may receive copies
of the EC type-examination certificates and/or their additions. The annexes
to the certificates must be held at the disposal of the other notified
bodies. |
| 9. |
The manufacturer, or his authorized representative
established within the Community, must keep with the technical documentation
copies of EC type-examination certificates and their additions for a period
of ten years after the last of the pressure equipment has been manufactured.
Where neither the manufacturer nor his authorized representative
is established within the Community, the obligation to keep the technical
documentation available is the responsibility of the person who places
the product on the Community market. |
Module B1 (EC design-examination)
| 1. |
This module describes the part of the procedure
whereby a notified body ascertains and attests that the design of an item
of pressure equipment meets the provisions of the Directive which apply
to it.
The experimental design method provided for in section
2.2.4 of Annex I may not be used in
the context of this module. |
| 2. |
The manufacturer, or his authorized representative
established within the Community, must lodge an application for EC design
examination with a single notified body.
The application must include:
- the name and address of the manufacturer and, if the
application is lodged by the authorized representative, his name and address
as well,
- a written declaration that the same application has
not been lodged with any other notified body,
- the technical documentation described in section 3.
The application may cover several versions of the pressure
equipment provided that the differences between the versions do not affect
the level of safety. |
| 3. |
The technical documentation must enable an
assessment to be made of the conformity of the pressure equipment with
the requirements of the Directive which apply to it. It must, as far as
is relevant for such assessment, cover the design, manufacture and operation
of the pressure equipment and contain:
- a general description of the pressure equipment,
- conceptual design and manufacturing drawings and diagrams
of components, sub-assemblies, circuits, etc.,
- descriptions and explanations necessary for an understanding
of the said drawings and diagrams and the operation of the pressure equipment,
- a list of the standards referred to in Article
5, applied in full or in part, and descriptions of the solutions adopted
to meet the essential requirements of the Directive where the standards
referred to in Article 5 have not been
applied,
- the necessary supporting evidence for the adequacy
of the design solution, in particular where the standards referred to in
Article
5 have not been applied in full; this supporting evidence must include
the results of tests carried out by the appropriate laboratory of the manufacturer
or on his behalf,
- results of design calculations made, examinations carried
out, etc.,
- information regarding the qualifications or approvals
required under sections 3.1.2 and 3.1.3 of Annex
I. |
| 4. |
The notified body must: |
| 4.1. |
examine the technical documentation and identify
the components which have been designed in accordance with the relevant
provisions of the standards referred to in Article
5, as well as those which have been designed without applying the relevant
provisions of those standards.
In particular, the notified body must:
- assess the materials where these are not in conformity
with the relevant harmonized standards or with a European approval for
pressure equipment materials,
- approve the procedures for the permanent joining of
pressure equipment parts, or check that they have been previously approved
in accordance with section 3.1.2 of Annex
I,
- verify that the personnel undertaking the permanent
joining of pressure equipment parts and the non-destructive tests are qualified
or approved in accordance with sections 3.1.2 and 3.1.3 of Annex
I. |
| 4.2. |
perform the necessary examinations to establish
whether the solutions adopted by the manufacturer meet the essential requirements
of the Directive where the standards referred to in Article
5 have not been applied. |
| 4.3. |
perform the necessary examinations to establish
whether, where the manufacturer has chosen to apply the relevant standards,
these have actually been applied. |
| 5. |
Where the design meets the provisions of the
Directive which apply to it, the notified body must issue an EC design-examination
certificate to the applicant. The certificate must contain the name and
address of the applicant, the conclusions of the examination, conditions
for its validity and the necessary data for identification of the approved
design.
A list of the relevant parts of the technical documentation
must be annexed to the certificate and a copy kept by the notified body.
If the notified body refuses to issue an EC design-examination
certificate to the manufacturer or to his authorized representative established
within the Community, that body must provide detailed reasons for such
refusal. Provision must be made for an appeals procedure. |
| 6. |
The applicant must inform the notified body
that holds the technical documentation concerning the EC design-examination
certificate of all modifications to the approved design; these are subject
to additional approval where such changes may affect the conformity of
the pressure equipment with the essential requirements of the Directive
or the prescribed conditions for use of the equipment. This additional
approval must be given in the form of an addition to the original EC design-examination
certificate. |
| 7. |
Each notified body must communicate to the
Member States the relevant information concerning EC design-examination
certificates which it has withdrawn, and, on request, those it has issued.
Each notified body must also communicate to the other
notified bodies the relevant information concerning the EC design-examination
certificates it has withdrawn or refused. |
| 8. |
The other notified bodies may on request obtain
the relevant information concerning:
- the EC design-examination certificates and additions
granted,
- the EC design-examination certificates and additions
withdrawn. |
| 9. |
The manufacturer, or his authorized representative
established within the Community, must keep with the technical documentation
referred to in section 3 copies of EC design-examination certificates and
their additions for a period of ten years after the last of the pressure
equipment has been manufactured.
Where neither the manufacturer nor his authorized representative
is established within the Community, the obligation to keep the technical
documentation available is the responsibility of the person who places
the product on the Community market. |
Module C1 (conformity to type)
| 1. |
This module describes that part of the procedure
whereby the manufacturer, or his authorized representative established
within the Community, ensures and declares that pressure equipment is in
conformity with the type as described in the EC type-examination certificate
and satisfies the requirements of the Directive which apply to it. The
manufacturer, or his authorized representative established within the Community,
must affix the CE marking to each item of pressure equipment and draw up
a written declaration of conformity. |
| 2. |
The manufacturer must take all measures necessary
to ensure that the manufacturing process requires the manufactured pressure
equipment to comply with the type as described in the EC type-examination
certificate and with the requirements of the Directive which apply to it. |
| 3. |
The manufacturer, or his authorized representative
established within the Community, must keep a copy of the declaration of
conformity for a period of ten years after the last of the pressure equipment
has been manufactured.
Where neither the manufacturer nor his authorized representative
is established within the Community, the obligation to keep the technical
documentation available is the responsibility of the person who places
the pressure equipment on the Community market. |
| 4. |
Final assessment must be subject to monitoring
in the form of unexpected visits by a notified body chosen by the manufacturer.
During such visits, the notified body must:
- establish that the manufacturer actually performs final
assessment in accordance with section 3.2 of Annex
I,
- take samples of pressure equipment at the manufacturing
or storage premises in order to conduct checks. The notified body must
assess the number of items of equipment to sample and whether it is necessary
to perform, or have performed, all or part of final assessment on the pressure
equipment samples.
Should one or more of the items of pressure equipment
not conform, the notified body must take appropriate measures.
On the responsibility of the notified body, the manufacturer
must affix the former's identification number on each item of pressure
equipment. |
Module D (production quality assurance)
| 1. |
This module describes the procedure whereby
the manufacturer who satisfies the obligations of section 2 ensures and
declares that the pressure equipment concerned is in conformity with the
type described in the EC type-examination certificate or EC design-examination
certificate and satisfies the requirements of the Directive which apply
to it. The manufacturer, or his authorized representative established within
the Community, must affix the CE marking to each item of pressure equipment
and draw up a written declaration of conformity. The CE marking must be
accompanied by the identification number of the notified body responsible
for surveillance as specified in section 4. |
| 2. |
The manufacturer must operate an approved
quality system for production, final inspection and testing as specified
in section 3 and be subject to surveillance as specified in section 4. |
| 3. |
Quality system |
| 3.1. |
The manufacturer must lodge an application
for assessment of his quality system with a notified body of his choice.
The application must include:
- all relevant information on the pressure equipment
concerned,
- the documentation concerning the quality system,
- the technical documentation for the approved type and
a copy of the EC type-examination certificate or EC design-examination
certificate. |
| 3.2. |
The quality system must ensure compliance
of the pressure equipment with the type described in the EC type-examination
certificate or EC design-examination certificate and with the requirements
of the Directive which apply to it.
All the elements, requirements and provisions adopted
by the manufacturer must be documented in a systematic and orderly manner
in the form of written policies, procedures and instructions. This quality
system documentation must permit a consistent interpretation of the quality
programmes, plans, manuals and records.
It must contain in particular an adequate description
of:
- the quality objectives and the organizational structure,
responsibilities and powers of the management with regard to the quality
of the pressure equipment,
- the manufacturing, quality control and quality assurance
techniques, processes and systematic measures that will be used, particularly
the procedures used for the permanent joining of parts as approved in accordance
with section 3.1.2 of Annex I,
- the examinations and tests that will be carried out
before, during and after manufacture, and the frequency with which they
will be carried out,
- the quality records, such as inspection reports and
test data, calibration data, reports concerning the qualifications or approvals
of the personnel concerned, particularly those of the personnel undertaking
the joining of parts and the non-destructive tests in accordance with sections
3.1.2 and 3.1.3 of Annex I,
- the means of monitoring the achievement of the required
quality and the effective operation of the quality system. |
| 3.3. |
The notified body must assess the quality
system to determine whether it satisfies the requirements referred to in
3.2. The elements of the quality system which conform to the relevant harmonized
standard are presumed to comply with the corresponding requirements referred
to in 3.2.
The auditing team must have at least one member with
experience of assessing the pressure equipment technology concerned. The
assessment procedure must include an inspection visit to the manufacturer's
premises.
The decision must be notified to the manufacturer. The
notification must contain the conclusions of the examination and the reasoned
assessment decision. Provision must be made for an appeals procedure. |
| 3.4. |
The manufacturer must undertake to fulfil
the obligations arising out of the quality system as approved and to ensure
that it remains satisfactory and efficient.
The manufacturer, or his authorized representative established
within the Community, must inform the notified body that has approved the
quality system of any intended adjustment to the quality system.
The notified body must assess the proposed changes and
decide whether the amended quality system will still satisfy the requirements
referred to in 3.2 or whether a reassessment is required.
It must notify its decision to the manufacturer. The
notification must contain the conclusions of the examination and the reasoned
assessment decision. |
| 4. |
Surveillance under the responsibility of the
notified body |
| 4.1. |
The purpose of surveillance is to make sure
that the manufacturer duly fulfils the obligations arising out of the approved
quality system. |
| 4.2. |
The manufacturer must allow the notified body
access for inspection purposes to the locations of manufacture, inspection,
testing and storage and provide it with all necessary information, in particular:
- the quality system documentation,
- the quality records, such as inspection reports and
test data, calibration data, reports concerning the qualifications of the
personnel concerned, etc. |
| 4.3. |
The notified body must carry out periodic
audits to make sure that the manufacturer maintains and applies the quality
system and provide the manufacturer with an audit report. The frequency
of periodic audits must be such that a full reassessment is carried out
every three years. |
| 4.4. |
In addition the notified body may pay unexpected
visits to the manufacturer. The need for such additional visits, and the
frequency thereof, will be determined on the basis of a visit control system
operated by the notified body. In particular, the following factors must
be considered in the visit control system:
- the category of the equipment,
- the results of previous surveillance visits,
- the need to follow up corrective action,
- special conditions linked to the approval of the system,
where applicable,
- significant changes in manufacturing organization,
policy or techniques.
During such visits the notified body may, if necessary,
carry out or have carried out tests to verify that the quality system is
functioning correctly. The notified body must provide the manufacturer
with a visit report and, if a test has taken place, with a test report. |
| 5. |
The manufacturer must, for a period of ten
years after the last of the pressure equipment has been manufactured, hold
at the disposal of the national authorities:
- the documentation referred to in the second indent
of 3.1;
- the adjustments referred to in the second paragraph
of 3.4;
- the decisions and reports from the notified body which
are referred to in the last paragraph of 3.3, the last paragraph of 3.4,
and in 4.3 and 4.4. |
| 6. |
Each notified body must communicate to the
Member States the relevant information concerning the quality system approvals
which it has withdrawn, and, on request, those it has issued.
Each notified body must also communicate to the other
notified bodies the relevant information concerning the quality system
approvals it has withdrawn or refused. |
Module D1 (production quality assurance)
| 1. |
This module describes the procedure whereby
the manufacturer who satisfies the obligations of section 3 ensures and
declares that the items of pressure equipment concerned satisfy the requirements
of the Directive which apply to them. The manufacturer, or his authorized
representative established within the Community, must affix the CE marking
to each item of pressure equipment and draw up a written declaration of
conformity. The CE marking must be accompanied by the identification number
of the notified body responsible for surveillance as specified in section
5. |
| 2. |
The manufacturer must draw up the technical
documentation described below.
The technical documentation must enable an assessment
to be made of the conformity of the pressure equipment with the requirements
of the Directive which apply to it. It must, as far as is relevant for
such assessment, cover the design, manufacture and operation of the pressure
equipment and contain:
- a general description of the pressure equipment,
- conceptual design and manufacturing drawings and diagrams
of components, sub-assemblies, circuits, etc.,
- descriptions and explanations necessary for an understanding
of the said drawings and diagrams and the operation of the pressure equipment,
- a list of the standards referred to in Article
5, applied in full or in part, and descriptions of the solutions adopted
to meet the essential requirements of the Directive where the standards
referred to in Article 5 have not been
applied,
- results of design calculations made, examinations carried
out, etc.,
- test reports. |
| 3. |
The manufacturer must operate an approved
quality system for production, final inspection and testing as specified
in section 4 and be subject to surveillance as specified in section 5. |
| 4. |
Quality system |
| 4.1. |
The manufacturer must lodge an application
for assessment of his quality system with a notified body of his choice.
The application must include:
- all relevant information on the pressure equipment
concerned,
- the documentation concerning the quality system. |
| 4.2. |
The quality system must ensure compliance
of the pressure equipment with the requirements of the Directive which
apply to it.
All the elements, requirements and provisions adopted
by the manufacturer must be documented in a systematic and orderly manner
in the form of written policies, procedures and instructions. This quality
system documentation must permit a consistent interpretation of the quality
programmes, plans, manuals and records.
It must contain in particular an adequate description
of:
- the quality objectives and the organizational structure,
responsibilities and powers of the management with regard to the quality
of the pressure equipment,
- the manufacturing, quality control and quality assurance
techniques, processes and systematic measures that will be used, particularly
the procedures used for the permanent joining of parts as approved in accordance
with section 3.1.2 of Annex I,
- the examinations and tests that will be carried out
before, during and after manufacture, and the frequency with which they
will be carried out,
- the quality records, such as inspection reports and
test data, calibration data, reports concerning the qualifications or approvals
of the personnel concerned, particularly those of the personnel undertaking
the permanent joining of parts in accordance with section 3.1.2 of Annex
I,
- the means of monitoring the achievement of the required
quality and the effective operation of the quality system. |
| 4.3. |
The notified body must assess the quality
system to determine whether it satisfies the requirements referred to in
4.2. The elements of the quality system which conform to the relevant harmonized
standard are presumed to comply with the corresponding requirements referred
to in 4.2.
The auditing team must have at least one member with
experience of assessing the pressure equipment technology concerned. The
assessment procedure must include an inspection visit to the manufacturer's
premises.
The decision must be notified to the manufacturer. The
notification must contain the conclusions of the examination and the reasoned
assessment decision. Provision must be made for an appeals procedure. |
| 4.4. |
The manufacturer must undertake to fulfil
the obligations arising out of the quality system as approved and to ensure
that it remains satisfactory and efficient.
The manufacturer, or his authorized representative established
within the Community, must inform the notified body that has approved the
quality system of any intended adjustment to the quality system.
The notified body must assess the proposed changes and
decide whether the amended quality system will still satisfy the requirements
referred to in 4.2 or whether a reassessment is required.
If must notify its decision to the manufacturer. The
notification must contain the conclusions of the examination and the reasoned
assessment decision. |
| 5. |
Surveillance under the responsibility of the
notified body |
| 5.1. |
The purpose of surveillance is to make sure
that the manufacturer duly fulfils the obligations arising out of the approved
quality system. |
| 5.2. |
The manufacturer must allow the notified body
access for inspection purposes to the locations of manufacture, inspection,
testing and storage and provide it with all necessary information, in particular:
- the quality system documentation,
- the quality records, such as inspection reports and
test data, calibration data, reports concerning the qualifications of the
personnel concerned, etc. |
| 5.3. |
The notified body must carry out periodic
audits to make sure that the manufacturer maintains and applies the quality
system and provide the manufacturer with an audit report. The frequency
of periodic audits must be such that a full reassessment is carried out
every three years. |
| 5.4. |
In addition the notified body may pay unexpected
visits to the manufacturer. The need for such additional visits, and the
frequency thereof, will be determined on the basis of a visit control system
operated by the notified body. In particular, the following factors must
be considered in the visit control system:
- the category of the equipment,
- the results of previous surveillance visits,
- the need to follow up corrective action,
- special conditions linked to the approval of the system,
where applicable,
- significant changes in manufacturing organization,
policy or techniques.
During such visits the notified body may, if necessary,
carry out or have carried out tests to verify that the quality system is
functioning correctly. The notified body must provide the manufacturer
with a visit report and, if a test has taken place, with a test report. |
| 6. |
The manufacturer must, for a period of ten
years after the last of the pressure equipment has been manufactured, hold
at the disposal of the national authorities:
- the technical documentation referred to in section
2,
- the documention referred to in the second indent of
4.1,
- the adjustments referred to in the second paragraph
of 4.4,
- the decisions and reports from the notified body which
are referred to in the last paragraph of 4.3, the last paragraph of 4.4,
and in 5.3 and 5.4. |
| 7. |
Each notified body must communicate to the
Member States the relevant information concerning the quality system approvals
which it has withdrawn, and, on request, those it has issued.
Each notified body must also communicate to the other
notified bodies the relevant information concerning the quality system
approvals it has withdrawn or refused. |
Module E (product quality assurance)
| 1. |
This module describes the procedure whereby
the manufacturer who satisfies the obligations of section 2 ensures and
declares that the pressure equipment is in conformity with the type as
described in the EC type-examination certificate and satisfies the requirements
of the Directive which apply to it. The manufacturer, or his authorized
representative established within the Community, must affix the CE marking
to each product and draw up a written declaration of conformity. The CE
marking must be accompanied by the identification number of the notified
body responsible for surveillance as specified in section 4. |
| 2. |
The manufacturer must operate an approved
quality system for the final pressure equipment inspection and testing
as specified in section 3 and be subject to surveillance as specified in
section 4. |
| 3. |
Quality system |
| 3.1. |
The manufacturer must lodge an application
for assessment of his quality system for the pressure equipment with a
notified body of his choice.
The application must include:
- all relevant information on the pressure equipment
concerned,
- the documentation concerning the quality system,
- the technical documentation for the approved type and
a copy of the EC type-examination certificate. |
| 3.2. |
Under the quality system, each item of pressure
equipment must be examined and appropriate tests as set out in the relevant
standard(s) referred to in Article 5, or
equivalent tests, particularly final assessment as referred to in section
3.2 of Annex I, must be carried out
in order to ensure its conformity with the requirements of the Directive
which apply to it. All the elements, requirements and provisions adopted
by the manufacturer must be documented in a systematic and orderly manner
in the form of written policies, procedures and instructions. This quality
system documentation must permit a consistent interpretation of the quality
programmes, plans, manuals and records.
It must contain in particular an adequate description
of:
- the quality objectives and the organizational structure,
responsibilities and powers of the management with regard to the quality
of the pressure equipment,
- the examinations and tests to be carried out after
manufacture,
- the means of monitoring the effective operation of
the quality system,
- the quality records, such as inspection reports and
test data, calibration data, reports concerning the qualifications or approvals
of the personnel concerned, particularly those of the personnel undertaking
the permanent joining of parts and the non-destructive tests in accordance
with sections 3.1.2 and 3.1.3 of Annex
I. |
| 3.3. |
The notified body must assess the quality
system to determine whether it satisfies the requirements referred to in
3.2. The elements of the quality system which conform to the relevant harmonized
standard are presumed to comply with the corresponding requirements referred
to in 3.2.
The auditing team must have at least one member with
experience of assessing the pressure equipment technology concerned. The
assessment procedure must include an inspection visit to the manufacturer's
premises.
The decision must be notified to the manufacturer. The
notification must contain the conclusions of the examination and the reasoned
assessment decision. |
| 3.4. |
The manufacturer must undertake to discharge
the obligations arising from the quality system as approved and to ensure
that it remains satisfactory and efficient.
The manufacturer, or his authorized representative established
within the Community, must inform the notified body which has approved
the quality system of any intended adjustment to the quality system.
The notified body must assess the proposed changes and
decide whether the modified quality system will still satisfy the requirements
referred to in 3.2 or whether a reassessment is required.
It must notify its decision to the manufacturer. The
notification must contain the conclusions of the examination and the reasoned
assessment decision. |
| 4. |
Surveillance under the responsibility of the
notified body |
| 4.1. |
The purpose of surveillance is to make sure
that the manufacturer duly fulfils the obligations arising out of the approved
quality system. |
| 4.2. |
The manufacturer must allow the notified body
access for inspection purposes to the locations of inspection, testing
and storage and provide it with all necessary information, in particular:
- the quality system documentation,
- the technical documentation,
- the quality records, such as inspection reports and
test data, calibration data, reports concerning the qualifications of the
personnel concerned, etc. |
| 4.3. |
The notified body must carry out periodic
audits to make sure that the manufacturer maintains and applies the quality
system and provide the manufacturer with an audit report. The frequency
of periodic audits must be such that a full reassessment is carried out
every three years. |
| 4.4. |
In addition the notified body may pay unexpected
visits to the manufacturer. The need for such additional visits, and the
frequency thereof, will be determined on the basis of a visit control system
operated by the notified body. In particular, the following factors must
be considered in the visit control system:
- the category of the equipment,
- the results of previous surveillance visits,
- the need to follow up corrective action,
- special conditions linked to the approval of the system,
where applicable,
- significant changes in manufacturing organization,
policy or techniques.
During such visits, the notified body may, if necessary,
carry out or have carried out tests to verify that the quality system is
functioning correctly. The notified body must provide the manufacturer
with a visit report and, if a test has taken place, with a test report. |
| 5. |
The manufacturer must, for a period of ten
years after the last of the pressure equipment has been manufactured, hold
at the disposal of the national authorities:
- the documentation referred to in the second indent
of 3.1,
- the adjustments referred to in the second paragraph
of 3.4,
- the decisions and reports from the notified body which
are referred to in the last paragraph of 3.3, the last paragraph of 3.4,
and in 4.3 and 4.4. |
| 6. |
Each notified body must communicate to the
Member States the relevant information concerning the quality system approvals
which it has withdrawn and, on request, those it has issued.
Each notified body must also communicate to the other
notified bodies the relevant information concerning the quality system
approvals it has withdrawn or refused. |
Module E1 (product quality assurance)
| 1. |
This module describes the procedure whereby
the manufacturer who satisfies the obligations of section 3 ensures and
declares that the pressure equipment satisfies the requirements of the
Directive which apply to it. The manufacturer, or his authorized representative
established within the Community, must affix the CE marking to each item
of pressure equipment and draw up a written declaration of conformity.
The CE marking must be accompanied by the identification number of the
notified body responsible for surveillance as specified in section 5. |
| 2. |
The manufacturer must draw up the technical
documentation described below.
The technical documentation must enable an assessment
to be made of the conformity of the pressure equipment with the requirements
of the Directive which apply to it. It must, as far as is relevant for
such assessment, cover the design, manufacture and operation of the pressure
equipment and contain:
- a general description of the pressure equipment,
- conceptual design and manufacturing drawings and diagrams
of components, sub-assemblies, circuits, etc.,
- descriptions and explanations necessary for an understanding
of the said drawings and diagrams and the operation of the pressure equipment,
- a list of the standards referred to in Article
5, applied in full or in part, and descriptions of the solutions adopted
to meet the essential requirements of the Directive where the standards
referred to in Article 5 have not been
applied,
- results of design calculations made, examinations carried
out, etc.,
- test reports. |
| 3. |
The manufacturer must operate an approved
quality system for the final pressure equipment inspection and testing
as specified in section 4 and be subject to surveillance as specified in
section 5. |
| 4. |
Quality system |
| 4.1. |
The manufacturer must lodge an application
for assessment of his quality system with a notified body of his choice.
The application must include:
- all relevant information on the pressure equipment
concerned,
- the documentation concerning the quality system. |
| 4.2. |
Under the quality system, each item of pressure
equipment must be examined and appropriate tests as set out in the relevant
standard(s) referred to in Article 5, or
equivalent tests, and particularly final assessment as referred to in section
3.2 of Annex I, must be carried out
in order to ensure its conformity with the requirements of the Directive
which apply to it. All the elements, requirements and provisions adopted
by the manufacturer must be documented in a systematic and orderly manner
in the form of written policies, procedures and instructions. This quality
system documentation must permit a consistent interpretation of the quality
programmes, plans, manuals and records.
It must contain in particular an adequate description
of:
- the quality objectives and the organizational structure,
responsibilities and powers of the management with regard to the quality
of the pressure equipment,
- the procedures used for the permanent joining of parts
as approved in accordance with section 3.1.2 of Annex
I,
- the examinations and tests to be carried out after
manufacture,
- the means of monitoring the effective operation of
the quality system,
- the quality records, such as inspection reports and
test data, calibration data, reports concerning the qualifications or approvals
of the personnel concerned, particularly those of the personnel undertaking
the permanent joining of parts in accordance with section 3.1.2 of Annex
I. |
| 4.3. |
The notified body must assess the quality
system to determine whether it satisfies the requirements referred to in
4.2. The elements of the quality system which conform to the relevant harmonized
standard are presumed to comply with the corresponding requirements referred
to in 4.2.
The auditing team must have at least one member with
experience of assessing the pressure equipment technology concerned. The
assessment procedure must include an inspection visit to the manufacturer's
premises.
The decision must be notified to the manufacturer. The
notification must contain the conclusions of the examination and the reasoned
assessment decision. Provision must be made for an appeals procedure. |
| 4.4. |
The manufacturer must undertake to discharge
the obligations arising from the quality system as approved and to ensure
that it remains satisfactory and efficient.
The manufacturer, or his authorized representative established
within the Community, must inform the notified body which has approved
the quality system of any intended adjustment to the quality system.
The notified body must assess the proposed changes and
decide whether the modified quality system will still satisfy the requirements
referred to in 4.2 or whether a reassessment is required.
It must notify its decision to the manufacturer. The
notification must contain the conclusions of the examination and the reasoned
assessment decision. |
| 5. |
Surveillance under the responsibility of the
notified body |
| 5.1. |
The purpose of surveillance is to make sure
that the manufacturer duly fulfils the obligations arising out of the approved
quality system. |
| 5.2. |
The manufacturer must allow the notified body
access for inspection purposes to the locations of inspection, testing
and storage and provide it with all necessary information, in particular:
- the quality system documentation,
- the technical documentation,
- the quality records, such as inspection reports and
test data, calibration data, reports concerning the qualifications of the
personnel concerned, etc. |
| 5.3. |
The notified body must carry out periodic
audits to make sure that the manufacturer maintains and applies the quality
system and provide the manufacturer with an audit report. The frequency
of periodic audits must be such that a full reassessment is carried out
every three years. |
| 5.4. |
In addition the notified body may pay unexpected
visits to the manufacturer. The need for such additional visits, and the
frequency thereof, will be determined on the basis of a visit control system
operated by the notified body. In particular, the following factors must
be considered in the visit control system:
- the category of the equipment,
- the results of previous surveillance visits,
- the need to follow up corrective action,
- special conditions linked to the approval of the system,
where applicable,
- significant changes in manufacturing organization,
policy or techniques.
During such visits the notified body may, if necessary,
carry out or have carried out tests to verify that the quality system is
functioning correctly. The notified body must provide the manufacturer
with a visit report and, if a test has taken place, with a test report. |
| 6. |
The manufacturer must, for a period of ten
years after the last of the pressure equipment has been manufactured, keep
at the disposal of the national authorities:
- the technical documentation referred to in section
2,
- the documentation referred to in the second indent
of 4.1,
- the adjustments referred to in the second paragraph
of 4.4,
- the decisions and reports from the notified body which
are referred to in the last paragraph of 4.3, the last paragraph of 4.4
and in 5.3 and 5.4. |
| 7. |
Each notified body must communicate to the
Member States the relevant information concerning the quality system approvals
which it has withdrawn and, on request, those is has issued.
Each notified body must also communicate to the other
notified bodies the relevant information concerning the quality system
approvals it has withdrawn or refused. |
Module F (product verification)
| 1. |
This module describes the procedure whereby
a manufacturer, or his authorized representative established within the
Community, ensures and declares that the pressure equipment subject to
the provisions of section 3 is in conformity with the type described:
- in the EC type-examination certificate, or
- in the EC design-examination certificate
and satisfies the requirements of the Directive which
apply to it. |
| 2. |
The manufacturer must take all measures necessary
to ensure that the manufacturing process requires the pressure equipment
to comply with the type described
- in the EC type-examination certificate, or
- in the EC design-examination certificate
and with the requirements of the Directive which apply
to it.
The manufacturer, or his authorized representative established
within the Community, must affix the CE marking to all pressure equipment
and draw up a declaration of conformity. |
| 3. |
The notified body must perform the appropriate
examinations and tests in order to check the conformity of the pressure
equipment with the relevant requirements of the Directive by examining
and testing every product in accordance with section 4.
The manufacturer, or his authorized representative established
within the Community, must keep a copy of the declaration of conformity
for a period of ten years after the last of the pressure equipment has
been manufactured. |
| 4. |
Verification by examination and testing of
each item of pressure equipment |
| 4.1. |
Each item of pressure equipment must be individually
examined and must undergo appropriate examinations and tests as set out
in the relevant standard(s) referred to in Article
5 or equivalent examinations and tests in order to verify that it conforms
to the type and the requirements of the Directive which apply to it.
In particular, the notified body must:
- verify that the personnel undertaking the permanent
joining of parts and the non-destructive tests are qualified or approved
in accordance with sections 3.1.2 and 3.1.3 of Annex
I,
- verify the certificate issued by the materials manufacturer
in accordance with section 4.3 of Annex
I,
- carry out or have carried out the final inspection
and proof test referred to in section 3.2 of Annex
I and examine the safety devices, if applicable. |
| 4.2. |
The notified body must affix its identification
number or have it affixed to each item of pressure equipment and draw up
a written certificate of conformity relating to the tests carried out. |
| 4.3. |
The manufacturer, or his authorized representative
established within the Community, must ensure that the certificates of
conformity issued by the notified body can be made available on request. |
Module G (EC unit verification)
| 1. |
This module describes the procedure whereby
the manufacturer ensures and declares that pressure equipment which has
been issued with the certificate referred to in section 4.1 satisfies the
requirements of the Directive which apply to it. The manufacturer must
affix the CE marking to the pressure equipment and draw up a declaration
of conformity. |
| 2. |
The manufacturer must apply to a notified
body of his choice for unit verification.
The application must contain:
- the name and address of the manufacturer and the location
of the pressure equipment,
- a written declaration to the effect that a similar
application has not been lodged with another notified body,
- technical documentation. |
| 3. |
The technical documentation must enable the
conformity of the pressure equipment with the requirements of the Directive
which apply to it to be assessed and the design, manufacture and operation
of the pressure equipment to be understood.
The technical documentation must contain:
- a general description of the pressure equipment,
- conceptual design and manufacturing drawings and diagrams
of components, sub-assemblies, circuits, etc.,
- descriptions and explanations necessary for an understanding
of the said drawings and diagrams and the operation of the pressure equipment,
- a list of the standards referred to in Article
5, applied in full or in part, and descriptions of the solutions adopted
to meet the essential requirements of the Directive where the standards
referred to in Article 5 have not been
applied,
- results of design calculations made, examinations carried
out, etc.,
- test reports,
- appropriate details relating to the approval of the
manufacturing and test procedures and of the qualifications or approvals
of the personnel concerned in accordance with sections 3.1.2 and 3.1.3
of Annex I. |
| 4. |
The notified body must examine the design
and construction of each item of pressure equipment and during manufacture
perform appropriate tests as set out in the relevant standard(s) referred
to in Article 5 of the Directive, or equivalent
examinations and tests, to ensure its conformity with the requirements
of the Directive which apply to it.
In particular the notified body must:
- examine the technical documentation with respect to
the design and the manufacturing procedures,
- assess the materials used where these are not in conformity
with the relevant harmonized standards or with a European approval for
pressure equipment materials, and check the certificate issued by the material
manufacturer in accordance with section 4.3 of Annex
I,
- approve the procedures for the permanent joining of
parts or check that they have been previously approved in accordance with
section 3.1.2 of Annex I,
- verify the qualifications or approvals required under
sections 3.1.2 and 3.1.3 of Annex I,
- carry out the final inspection referred to in section
3.2.1 of Annex I, perform or have performed
the proof test referred to in section 3.2.2 of Annex
I, and examine the safety devices, if applicable. |
| 4.1. |
The notified body must affix its identification
number or have it affixed to the pressure equipment and draw up a certificate
of conformity for the tests carried out. This certificate must be kept
for a period of ten years. |
| 4.2. |
The manufacturer, or his authorized representative
established within the Community, must ensure that the declaration of conformity
and certificate of conformity issued by the notified body can be made available
on request. |
Module H (full quality assurance)
| 1. |
This module describes the procedure whereby
the manufacturer who satisfies the obligations of section 2 ensures and
declares that the pressure equipment in question satisfies the requirements
of the Directive which apply to it. The manufacturer, or his authorized
representative established within the Community, must affix the CE marking
to each item of pressure equipment and draw up a written declaration of
conformity. The CE marking must be accompanied by the identification number
of the notified body responsible for surveillance as specified in section
4. |
| 2. |
The manufacturer must implement an approved
quality system for design, manufacture, final inspection and testing as
specified in section 3 and be subject to surveillance as specified in section
4. |
| 3. |
Quality system |
| 3.1. |
The manufacturer must lodge an application
for assessment of his quality system with a notified body of his choice.
The application must include:
- all relevant information concerning the pressure equipment
in question,
- the documentation concerning the quality system. |
| 3.2. |
The quality system must ensure compliance
of the pressure equipment with the requirements of the Directive which
apply to it.
All the elements, requirements and provisions adopted
by the manufacturer must be documented in a systematic and orderly manner
in the form of written policies, procedures and instructions. This quality
system documentation must permit a consistent interpretation of the procedural
and quality measures such as programmes, plans, manuals and records.
It must contain in particular an adequate description
of:
- the quality objectives and the organizational structure,
responsibilities and powers of the management with regard to the quality
of the design and to product quality,
- the technical design specifications, including standards,
that will be applied and, where the standards referred to in Article
5 are not applied in full, the means that will be used to ensure that
the essential requirements of the Directive which apply to the pressure
equipment will be met,
- the design control and design verification techniques,
processes and systematic measures that will be used when designing the
pressure equipment, particularly with regard to materials in accordance
with section 4 of Annex I,
- the corresponding manufacturing, quality control and
quality assurance techniques, processes and systematic measures that will
be used, particularly the procedures for the permanent joining of parts
as approved in accordance with section 3.1.2 of Annex
I,
- the examinations and tests to be carried out before,
during, and after manufacture, and the frequency with which they will be
carried out,
- the quality records, such as inspection reports and
test data, calibration data, reports concerning the qualifications or approvals
of the personnel concerned, particularly those of the personnel undertaking
the permanent joining of parts and the non-destructive tests in accordance
with sections 3.1.2 and 3.1.3 of Annex
I,
- the means of monitoring the achievement of the required
pressure equipment design and quality and the effective operation of the
quality system. |
| 3.3. |
The notified body must assess the quality
system to determine whether it satisfies the requirements referred to in
3.2. The elements of the quality system which conform to the relevant harmonized
standard are presumed to comply with the corresponding requirements referred
to in 3.2.
The auditing team must have at least one member with
experience of assessing the pressure equipment technology concerned. The
assessment procedure must include an inspection visit to the manufacturer's
premises.
The decision must be notified to the manufacturer. The
notification must contain the conclusions of the examination and the reasoned
assessment decision. Provision must be made for an appeals procedure. |
| 3.4. |
The manufacturer must undertake to fulfil
the obligations arising out of the quality system as approved and to ensure
that it remains satisfactory and efficient.
The manufacturer, or his authorized representative established
within the Community, must inform the notified body that has approved the
quality system of any intended adjustment to the quality system.
The notified body must assess the proposed changes and
decide whether the modified quality system will still satisfy the requirements
referred to in 3.2 or whether a reassessment is required.
It must notify its decision to the manufacturer. The
notification must contain the conclusions of the examination and the reasoned
assessment decision. |
| 4. |
Surveillance under the responsibility of the
notified body |
| 4.1. |
The purpose of this surveillance is to make
sure that the manufacturer duly fulfils the obligations arising out of
the approved quality system. |
| 4.2. |
The manufacturer must allow the notified body
access for inspection purposes to the locations of design, manufacture,
inspection, testing and storage and provide it with all necessary information,
in particular:
- the quality system documentation,
- the quality records provided for in the design part
of the quality system, such as results of analyses, calculations, tests,
etc.,
- the quality records provided for in the manufacturing
part of the quality system, such as inspection reports and test data, calibration
data, reports concerning the qualifications of the personnel concerned,
etc. |
| 4.3. |
The notified body must carry out periodic
audits to make sure that the manufacturer maintains and applies the quality
system and provide the manufacturer with an audit report. The frequency
of periodic audits must be such that a full reassessment is carried out
every three years. |
| 4.4. |
In addition the notified body may pay unexpected
visits to the manufacturer. The need for such additional visits, and the
frequency thereof, will be determined on the basis of a visit control system
operated by the notified body. In particular, the following factors must
be considered in the visit control system:
- the category of the equipment,
- the results of previous surveillance visits,
- the need to follow up corrective action,
- special conditions linked to the approval of the system,
where applicable,
- significant changes in manufacturing organization,
policy or techniques.
During such visits the notified body may, if necessary,
carry out or have carried out tests to verify that the quality system is
functioning correctly. The notified body must provide the manufacturer
with a visit report and, if a test has taken place, with a test report. |
| 5. |
The manufacturer must, for a period of ten
years after the last of the pressure equipment has been manufactured, keep
at the disposal of the national authorities:
- the documentation referred to in the second indent
of the second subparagraph of 3.1;
- the adjustments referred to in the second subparagraph
of 3.4;
- the decisions and reports from the notified body which
are referred to in the last subparagraph of 3.3, the last subparagraph
of 3.4, and in 4.3 and 4.4. |
| 6. |
Each notified body must communicate to the
Member States the relevant information concerning the quality system approvals
which it has withdrawn, and, on request, those it has issued.
Each notified body must also communicate to the other
notified bodies the relevant information concerning the quality system
approvals it has withdrawn or refused. |
Module H1 (full quality assurance
with design examination and special surveillance of the final assessment)
| 1. |
In addition to the requirements of module
H, the following apply: |
| (a) |
the manufacturer must lodge an application
for examination of the design with the notified body; |
| (b) |
the application must enable the design, manufacture
and operation of the pressure equipment to be understood, and enable conformity
with the relevant requirements of the Directive to be assessed.
It must include:
- the technical design specifications, including standards,
which have been applied,
- the necessary supporting evidence for their adequacy,
in particular where the standards referred to in Article
5 have not been applied in full. This supporting evidence must include
the results of tests carried out by the appropriate laboratory of the manufacturer
or on his behalf; |
| (c) |
the notified body must examine the application
and where the design meets the provisions of the Directive which apply
to it issue an EC design-examination certificate to the applicant. The
certificate must contain the conclusions of the examination, the conditions
for its validity, the necessary data for identification of the approved
design and, if relevant, a description of the functioning of the pressure
equipment or accessories; |
| (d) |
the applicant must inform the notified body
that has issued the EC design-examination certificate of all modifications
to the approved design. Modifications to the approved design must receive
additional approval from the notified body that issued the EC design-examination
certificate where they may affect conformity with the essential requirements
of the Directive or the prescribed conditions for use of the pressure equipment.
This additional approval must be given in the form of an addition to the
original EC design-examination certificate; |
| (e) |
each notified body must also communicate to
the other notified bodies the relevant information concerning the EC design-examination
certificates it has withdrawn or refused. |
| 2. |
Final assessment as referred to in section
3.2 of Annex I is subject to increased
surveillance in the form of unexpected visits by the notified body. In
the course of such visits, the notified body must conduct examinations
on the pressure equipment. |
|